Using A Stock Broker

Using A Stock Broker

A stock broker is an agent who provides informed and effective advice on investing, growing, and managing one’s money. Holding the role of a financial advisor, these individuals have access to cutting edge knowledge and investment strategies in the financial sector. As a result, hiring a stock broker to fulfill one’s investment goals is often the best course of action for achieving one’s financial objectives and success in the financial world.  It is important to acknowledge that everyone considering investing and growing their money can benefit from hiring a professional stock broker, regardless of their learned  experiences, skill in the market, and the size of their investments.


A stock broker is a professional at providing financial advice. In this sense they provide insight into the complexity of the market and unveil certain advantages, disadvantages, risks, and rewards according to the financial utility of one’s investment vehicles.  An investor is the stock broker’s client, and therefore the broker is focused on the financial objectives of the investor that will ultimately turn a profit.  A stock broker handles one’s investments and answers the pertinent questions that pertain to one’s investment vehicles.  The stock broker acts as a sort of middleman between one’s money and their investments, particularly in relation to the brokers authority to buy, purchase, and trade stocks.  Additionally, one can greatly benefit from hiring a stock broker due to the fact that the broker can handle the administrative paperwork and record keeping that is required by law when making investments. A stock broker also manages one’s investment portfolio and can educate one on their initial investments and the resulting profits, losses, and records of past stock trades.  In addition to these benefits, the stock broker is also well versed in the rules and regulations pertaining to investments, particularly the governmental bodies that regulate and thus directly affect people’s investments. Lastly, a professional stock broker establishes a learning based relationship with the client; they can educate one on the ins and outs of the financial market, and provide sound investment strategies for achieving success.

Couple getting advice from their stock broker.


A major drawback of hiring a stock broker is the costs associated with the service. Although additional fees have been drastically reduced in recent years, an investor may run into some unexpected fees from the broker’s firm. Also, it is not uncommon for the broker to still make money even if one has lost money on a certain investment. This can create hard feelings and an unsatisfying relationship between broker and the investor. This creates a second drawback which pertains to conflicts or complaints launched against the stock broker by the client. The relationship between broker and client is tenuous in the sense that conflicts of interest may arise from the broker, wanting to get paid, and the client seeking sound financial advice. In the event that the client feels that the broker is acting out of the client’s interest, there are avenues by which the client can formally complain to the firm that employs the broker.  All complaints are typically addressed and answered according to the firm’s adherence to maintaining a quality service.  For all parties involved, satisfactory results are usually delivered in a timely manner and everyone leaves the table with their goals and egos intact.

Investogram attempts to provide relevant information about investment options that is meant to be useful, and, aknowledges that the mention of products in this website is no guarantee of performance. Investogram accepts no responsibility whatsoever and reccomends that readers use this site for general education and then consult an investment professional before any purchase.